Madridge Journal of Oncogenesis

ISSN: 2641-5267

Research Article

ALK Fusion Protein Expression in Lung Adenocarcinoma and its Correlation with EGFR Protein Expression

Bansi Ladani, Birva Raiya, Nupur Patel and Hemangini H Vora*

Department of Cancer Biology, Immunohaematology Lab, Gujarat Cancer and Research Institute, NCH Compound, Asarwa, Ahmedabad-380 016, India

*Corresponding author: Hemangini H Vora, Associate Professor, Head, Immunohaematology Lab, Department of Cancer Biology, The Gujarat Cancer and Research Institute, NCH Compound, Asarwa, Ahmedabad-380016, India, Tel: 91 79 2268303, Fax: 91 79 22685490, E-mail:

Received: October 30, 2018 Accepted: December 5, 2018 Published: December 12, 2018

Citation: Ladani B, Raiya B, Patel N, Vora H. ALK Fusion Protein Expression in Lung Adenocarcinoma and its Correlation with EGFR Protein Expression. Madridge J Oncogenesis. 2018; 2(1): 52-56. doi: 10.18689/mjo-1000109

Copyright: © 2018 The Author(s). This work is licensed under a Creative Commons Attribution 4.0 International License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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Aim: To determine ALK fusion protein and EGFR protein expression by Immunohistochemistry in lung adenocarcinoma.

Materials and Method: In this retrospective study, ALK and EGFR expression was evaluated by immunohistochemistry in 101 Formalin Fixed Paraffin Embedded (FFPE) tissues of lung adenocarcinoma.

Results: In this study 11% patients showed ALK fusion protein expression. In relation to clinical parameters, a higher positive expression was observed in patients with age <59, in male gender and tobacco users. Further, with pathological parameters a higher expression of ALK was observed in advanced stage and positive lymph node status. EGFR expression was noted in 72% patients. In relation to clinical parameters, higher EGFR expression was seen in patients with age >59 years, in male gender with tobacco habit. Further, with pathological parameters, a trend of higher EGFR expression was observed in patients with positive lymph node status (p=0.06). In this study 8% of patients had ALK and EGFR dual expression, which is uncommon.

Conclusion: Small group of NSCLC patients harbour ALK rearrangements which are candidate for targeted therapy (Crizotinib). Moreover, co-expression of ALK with EGFR defines a specific subgroup of patients that needs distinct therapeutic strategies.

Keywords: ALK; EGFR; Lung Adenocarcinoma.


Background: Lung carcinoma is the most commonly diagnosed cancer and the leading cause of cancer death worldwide. In spite of continuous efforts to improve the therapeutic response, the overall five-year survival rate for lung cancer is <15%. This is largely due to its late presentation, chemotherapy resistance, high recurrence rate and lack of curative systemic therapy. Lung cancer ranks among one of the most common and most deadly malignancy. In India the incidence of lung cancer was 6.8% and at Gujarat Cancer and research Institute, it accounts for 5.8%.

In era of precision medicine, an assessment of molecular markers such as ALK and EGFR in lung cancer has transformed treatment approach towards targeted therapy. Chromosomal rearrangements in specific “driver genes” are thought to result in oncogenic transformation and tumour growth. This concept moves in the discovery of activating mutations in the epidermal growth factor receptor (EGFR) and rearrangements of the anaplastic large-cell lymphomakinase (ALK). According to literature, the frequency of ALK expression in lung adenocarcinoma was observed between 3- 7% [1-4]. Additionally, the prevalence of EGFR expression in Asia was 47.9% [5] and in Indiaranges between 32-33% [6].

ALK mutation demonstrate marked sensitivity to treatment with ALK inhibitor (Crizotinib) and EGFR mutation with EGFR inhibitors such as Gefetinib and Erlotinib for longer progression free survival. Epidermal growth factor (EGFR) and Anaplastic lymphoma kinase (ALK) mutation has been considered as mutually exclusive in lung adenocarcinoma, but emerging case reports are available for the presence of this double mutation [7-10].

Earlier, ALK expression in lung carcinoma patients was carried out using FISH and RT-PCR technique. Later, kit of immunohistochemistry was developed for histopathological sub typing of lung carcinoma which gave faster results and was cost effective. Immunohistochemical localisation of CK-7, TTF-1 and CEA markers on tumor tissues have been used to differentiate adenocarcinoma subtypes from other histological subtypes. The purpose of the present study was to evaluate ALK fusion protein status by immunohistochemistry and compared with differential markers and previously studied EGFR expression. Hence, detection of ALK and EGFR protein expression in lung adenocarcinoma patients will be helpful for the selection of targeted therapy in these patients for better outcome.

Materials and Method

The study was conducted with the approval of Institutional Review Board and Ethics Committee of The Gujarat Cancer and Research Institute. In this retrospective study, 101 lung adenocarcinoma patients were evaluated and the tumour tissue blocks were procured from the archives of the Department of Pathology of the Institute. Other histological subtypes and SERO positive patients were excluded from this study. Detailed clinical history, pathological and radiological findings were recorded. Disease staging was done according to UICC TNM classification.

In this study out of 101 lung adenocarcinoma patients, 79 patients were alive and 22 patients were died within the study period from 2014 to 2018. Moreover, 43 patients were in follow up till study period. Further, 52 patients had received standard chemotherapy and radiotherapy, 18 patients had received Gefetinib along with standard chemotherapy and radiotherapy.

Immunohistochemistry: Immunohistochemistry for ALK and EGFR was performed on formalin fixed paraffin embedded (FFPE) tissue blocks containing primary tumour and Immunohistochemical staining was carried out using Ventana Benchmark XT autoimmuno stainer (Ventana, USA). In this study ALK expression (clone D5F3, Ready to Use, Ventana) was carried out using OptiView DAB detection kit and EGFR (clone EP38Y, Ready to use, Ventana), CK-7, TTF-1 and CEA was carried out using UV DAB detection kit according to manufacturer's protocol. Appendix was used as positive control for ALK (Figure-1) and figure-2 shows negative staining pattern of ALK.

Scoring: Two independent observers familiar with Immunohistochemistry but unaware of the clinical outcome scored all the sections. The tumors were assessed as positive and negative.

Statistical analysis: Statistical analysis was carried out using SPSS statistical software version 20 (SPSS Inc, USA). Mean, standard error (SE) of mean and median were calculated and Pearson's Chi-square test with Pearson's correlation coefficient (r) was used to assess correlation and significance between the two parameters. Univariate survival analysis was carried out by Kaplan and Meier method and Log Rank statistics was used to assess the prognostic significance of disease free survival (DFS) and overall survival (OS). p values ≤ 0.05 were considered significant.


ALK fusion protein expression

In 101 lung adenocarcinoma patients, cytoplasmic staining of ALK expression was observed in 11% patients (11/101) (Figure-3).

Correlation of ALK Expression with Clinicopathological Parameters

With respect to clinical parameters, a trend of higher ALK expression was found in younger age population (<59 years). In relation to gender 10 male patients and only 1 female patient exhibited ALK expression. Moreover, ALK expression was seen higher in tobacco habituated patients as compared to their counterparts.

With respect to pathological parameters, ALK expression was seen higher in patients with positive lymph node status and advance stage (stage II, IV) as compared to their counterparts. Among ALK positive patients only 2 patients were developed distant metastasis (Table-1).

Univariate survival analysis of ALK

According to Kaplan Meier, univariate survival analysis, no significant difference in overall survival was noted between ALK negative patients (23%, 18/78; 7.19 ± 1.68 months) and ALK positive patients (18%, 2/11; 6.90 ± 2.83; Log rank=0.59, df=1, p=0.44) (Table-2).

EGFR expression

EGFR expression was evaluated in 50 patients. Membranous staining of EGFR expression was noted in 72% (36/50) of patients (Figure-4).

Correlation of EGFR with clinicopathological parameters

With respect to clinical parameters, higher incidence of EGFR expression was observed in patients with older age group (>59 years), male patients and tobacco habituated patients as compared to their counterparts.

With respect to pathological parameters, a trend of higher EGFR expression was observed in patients with N2 lymph node status (p=0.06) and an increasing trend was noted with disease stage (Table-1).

Univariate survival analysis of EGFR

According to Kaplan-Meier univariate survival analysis, with respect to the overall survival a similar incidence of death and mean months was noted in patients with negative EGFR expression (38%, 5/13; 7.03 ± 1.15 months) and patients with positive EGFR expression (38%, 13/34; 8.12 ± 0.96 months; Log rank=0.23, df=1, p=0.62) (Table-2).

Correlation of ALK and EGFR with diagnostic adenocarcinoma markers (CK-7, CEA, TTF-1)

Of 101 patients, details of CK-7, TTF-1 and CEA were available in 91 patients, 92 patients and 62 patients respectively.ALK expression was seen higher in CK-7 positive patients (100%) followed by CEA positive patients (87%) and TTF-1 positive patients (60%).

Of 50 patients, details of CK-7, TTF-1 and CEA were available in 50 patients, 48 patients and 42 patients respectively. EGFR expression was seen higher in CK-7 positive patients (100%) followed by CEA positive patients (87%) and TTF-1 positive patients (79%) (Table-3).

Co-expression of ALK and EGFR

Of 101 patients, small fraction of the cohort (8%, 4/50) showed dual expression of ALK and EGFR. These patients had stage III and IV disease. Out of them two patients were not received any treatment and lost to follow up (LFU). One patient had received standard chemotherapy (Carboplatin + Pemetrexed) and showed Partial Response (PR), and second patient had received standard chemotherapy along with palliative Radiation therapy (Carboplatin + Pemetrexed + Palliative Radiation therapy) showed disease progression.


The present study aimed to identify anaplastic lymphoma kinase (ALK) fusion protein and epidermal growth factor receptor (EGFR) by immunohistochemistry which is cost effective and rapid technique as compared to FISH and RT-PCR technology. In this study ALK expression was observed in 11% of patients which is high as compared to other studies which shows3-7% of ALK expression in NSCLC [1-4].

In relation to clinicopathological parameters, ALK expression was found higher in younger age population and in male patients, which was in accordance with other studies [4,11]. The present study and study by Martelli et al. [12] observed higher ALK expression in smokers and contrary to that other studies showed a higher ALK expression in non-smokers or light smokers [1,4,11,13]. Furthermore, ALK expression was seen higher in patients with positive lymph node involvement and advanced disease stage. Kamath et al. and Shaw et al. had seen higher ALK expression in patients with metastatic disease [11,13]. ALK protein expression and EGFR protein expression was noted in CK-7 and CEA positive patients.

Regarding EGFR expression, it was seen in 72% of patients with lung carcinoma and other studies reported EGFR expression in range of 43-89% in lung adenocarcinoma [14-16]. According to the clinicopathological parameters, higher EGFR expression was observed in older age group and in male patients with smoking habit. On the contrary few studies have shown that higher EGFR expression was seen in females and in non-smokers [7,8,17]. Further, a trend of higher EGFR expression was found in positive lymph node status and in advance stage disease which was in accordance in study by Lou et al. [8].

EGFR and ALK molecular alteration were found as independent and mutually exclusive cancer driver mutation. The rate of these double mutations is around 1.3% of non-small cell lung carcinoma. In this study 8% (4/50) of patients showed dual ALK expression and EGFR expression. Similarly, some recent studies also observed this co-existence of ALK and EGFR expression in lung adenocarcinoma [7-10]. These patients may need different therapeutic strategy to improve progression free survival.

Differential diagnosis of lung adenocarcinoma is done by immunohistochemical localisation of CK-7, TTF-1 and CEA. Along with these diagnostic markers, use of ALK and EGFR will aid in identifying drug target by cost effective technology and rapid turnaround time.


In conclusion, a small subset of lung adenocarcinoma exhibit ALK gene rearrangement which express ALK fusion protein. These patients are candidate for ALK inhibitor (Crizotinib). Our study emphasis to test ALK rearrangement also in patients exhibiting EGFR expression by immunohistochemistry because dual ALK and EGFR positive patients may need different therapeutic strategy to better patient's survival. Further, as majority of lung cancer diagnosed at advance stage, ALK and EGFR testing by liquid biopsy which is a non-invasive tool can be used.


We are thankful to Medical Oncology Department, The Gujarat Cancer & Research Institute, Pfizer and Roche for providing their support to fulfil the present study.

Conflict of Interest

There is no conflict of interest or no financial benefits regarding this manuscript.


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